| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BMI Securities Limited | Rep | 证券交易 | 2011-05-19 | 2012-08-31 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-10-20 | 2011-05-09 |
| Rep | 证券交易 | 2009-10-20 | 2011-05-09 | |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2007-08-17 | 2009-10-09 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2007-01-04 | 2009-10-09 |