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Tang, Maggie Wing Chi 鄧穎芝 - 公开纪律行动 | 香港证监会持牌人士(编号 71068)
Tang, Maggie Wing Chi 鄧穎芝
证监会中央编号:
AQE994
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证监会牌照
公开纪律行动
公开纪律行动
SFC fines BMI Securities Ltd HK$3.7m and suspends Maggie Tang Wing Chi for 5.5 months
SFC, 11-Feb-2020
For breaches of anti-money laundering requirements in relation to a placing of shares in Bank of Jinzhou (0416) and the 2016 IPO of Yadea (1585).
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