| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2024-02-08 | - |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2024-02-08 | - |
| BOCI SECURITIES LIMITED | Rep | 杠杆式外汇交易 | 2011-07-29 | 2014-11-26 |
| Rep | 期货合约交易 | 2009-03-11 | 2018-07-20 | |
| Rep | 就证券提供意见 | 2007-10-29 | 2011-11-10 | |
| Rep | 证券交易 | 2007-10-29 | 2018-07-20 |