| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2016-11-21 | - |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2016-11-21 | - |
| BOCI SECURITIES LIMITED | Rep | 杠杆式外汇交易 | 2013-03-06 | 2015-01-19 |
| Rep | 期货合约交易 | 2010-12-15 | 2016-01-06 | |
| Rep | 就证券提供意见 | 2008-10-29 | 2011-11-10 | |
| Rep | 证券交易 | 2008-10-29 | 2016-01-06 |