| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | - |
| Rep | 证券交易 | 2013-12-02 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2013-12-02 | - |
| BOCI SECURITIES LIMITED | Rep | 期货合约交易 | 2010-01-19 | 2013-11-30 |
| Rep | 证券交易 | 2010-01-19 | 2013-11-30 | |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就证券提供意见 | 2007-08-14 | 2009-03-21 |
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2006-08-22 | 2007-07-16 |
| ORIENTAL PATRON SECURITIES LIMITED | Rep | 就证券提供意见 | 2005-10-26 | 2006-07-31 |