| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2014-07-30 | - |
| Rep | 证券交易 | 2010-08-19 | - | |
| MACQUARIE CAPITAL LIMITED | Rep | 证券交易 | 2009-11-09 | 2010-07-07 |
| FOX-PITT, KELTON (ASIA) LIMITED | Rep | 证券交易 | 2009-06-22 | 2009-10-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2008-05-14 | 2008-10-21 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2008-05-14 | 2008-10-21 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-05-14 | 2008-10-21 |