| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 杠杆式外汇交易 | 2011-06-22 | 2013-08-05 |
| Rep | 期货合约交易 | 2010-11-30 | 2013-08-05 | |
| Rep | 证券交易 | 2010-11-30 | 2013-08-05 | |
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2010-08-04 | 2010-11-27 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2009-02-06 | 2010-11-27 |
| Everbright Securities Digital Finance (HK) Limited | Rep | 证券交易 | 2008-01-28 | 2010-11-27 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2008-01-28 | 2010-11-27 |