| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SPDB International Securities Limited | Rep | 证券交易 | 2020-03-24 | - |
| SPDB International Capital Limited | Rep | 证券交易 | 2019-12-02 | - |
| BOCI SECURITIES LIMITED | Rep | 杠杆式外汇交易 | 2012-09-06 | 2014-11-24 |
| Rep | 期货合约交易 | 2011-09-01 | 2019-10-15 | |
| Rep | 证券交易 | 2011-09-01 | 2019-10-15 | |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2011-02-08 | 2011-06-16 |
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2011-02-08 | 2011-06-16 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2011-02-08 | 2011-06-16 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2009-05-20 | 2010-11-29 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2009-05-20 | 2010-11-29 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2008-07-30 | 2008-11-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2008-05-05 | 2008-11-01 |
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