Personnel Hong Kong SFC License Details (ID 71157)

Personnel Hong Kong SFC License Details (ID 71157)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
HANTEC FUTURES LIMITED	Rep	期货合约交易	2023-06-16	2024-02-19
HANTEC SECURITIES CO., LIMITED	Rep	证券交易	2023-06-16	2024-02-19
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	就期货合约提供意见	2020-02-18	2020-09-18
	Rep	期货合约交易	2020-02-18	2020-09-18
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	就证券提供意见	2020-02-18	2020-09-18
	Rep	证券交易	2020-02-18	2020-09-18
BOCOM International Securities Limited	Rep	期货合约交易	2015-09-17	2019-12-20
	Rep	证券交易	2015-09-17	2019-12-20
BOCI SECURITIES LIMITED	Rep	杠杆式外汇交易	2011-06-08	2014-11-26
	Rep	期货合约交易	2005-10-13	2015-09-01
BOCI COMMODITIES &AMP; FUTURES LIMITED	Rep	期货合约交易	2004-11-22	2011-01-27
BOCI SECURITIES LIMITED	Rep	证券交易	2004-11-22	2015-09-01
Lion Global Financial Limited	Rep	就证券提供意见	2003-06-09	2004-05-18