| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2018-09-14 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2018-09-14 | - |
| Rep | 证券交易 | 2018-09-14 | - | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 期货合约交易 | 2017-09-20 | 2018-07-20 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2016-11-01 | 2018-07-20 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就证券提供意见 | 2016-11-01 | 2018-07-20 |
| Rep | 证券交易 | 2016-11-01 | 2018-07-20 | |
| BOCI SECURITIES LIMITED | Rep | 期货合约交易 | 2014-04-01 | 2016-10-18 |
| Rep | 就证券提供意见 | 2010-03-23 | 2016-10-18 | |
| Rep | 证券交易 | 2010-03-23 | 2016-10-18 |