| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2014-01-20 | 2014-08-07 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2014-01-20 | 2014-08-07 |
| BOCI SECURITIES LIMITED | Rep | 期货合约交易 | 2005-10-13 | 2014-01-01 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | 就期货合约提供意见 | - | 2004-01-13 |
| Rep | 提供资产管理 | - | 2004-01-13 | |
| Rep | 期货合约交易 | - | 2011-01-27 | |
| BOCI SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2004-01-12 |
| Rep | 就证券提供意见 | - | 2004-01-12 | |
| Rep | 提供资产管理 | - | 2004-01-12 | |
| Rep | 证券交易 | - | 2014-01-01 |