Wong, Chung Kin (SFC:AGC199) 黃忠健
证监会中央编号:AGC199
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Harmonia Capital Limited | Rep | 提供资产管理 | 2023-04-11 | - |
| RO | 证券交易 | 2020-12-23 | - | |
| Rep | 就证券提供意见 | 2020-12-02 | - | |
| Rep | 证券交易 | 2020-12-02 | 2020-12-23 | |
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2020-07-07 | 2020-11-20 |
| Rep | 杠杆式外汇交易 | 2011-09-07 | 2014-11-25 | |
| Rep | 期货合约交易 | 2007-01-26 | 2020-11-20 | |
| Rep | 证券交易 | 2007-01-26 | 2020-11-20 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2004-08-07 | 2007-01-22 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2003-07-25 | 2007-01-22 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-07-17 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-07-17 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-07-17 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-07-17 | |
| Rep | 证券交易 | 2003-04-01 | 2007-01-22 |
已采集记录中暂无金管局登记。