| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2018-10-05 | - |
| Rep | 证券交易 | 2018-10-05 | - | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就证券提供意见 | 2017-04-21 | 2018-09-14 |
| Rep | 证券交易 | 2017-04-21 | 2018-09-14 | |
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2013-03-14 | 2017-03-29 |
| Rep | 期货合约交易 | 2007-09-27 | 2017-03-29 | |
| Rep | 证券交易 | 2007-09-27 | 2017-03-29 | |
| Rakuten Securities Hong Kong Limited | Rep | 杠杆式外汇交易 | 2006-03-06 | 2007-08-30 |