| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | RO | 就证券提供意见 | 2025-08-13 | 2025-10-03 |
| RO | 证券交易 | 2025-08-13 | 2025-10-03 | |
| Rep | 就证券提供意见 | 2025-05-15 | 2025-08-13 | |
| Rep | 证券交易 | 2025-05-15 | 2025-08-13 | |
| CMB International Securities Limited | RO | 就证券提供意见 | 2024-04-17 | 2025-01-22 |
| RO | 证券交易 | 2024-04-17 | 2025-01-22 | |
| Rep | 就证券提供意见 | 2023-11-01 | 2024-04-17 | |
| Rep | 证券交易 | 2023-11-01 | 2024-04-17 | |
| BOCI SECURITIES LIMITED | Rep | 期货合约交易 | 2010-09-13 | 2011-10-07 |
| Rep | 就证券提供意见 | 2009-07-06 | 2011-10-07 | |
| Rep | 证券交易 | 2009-06-08 | 2011-10-07 | |
| FT Securities Limited | Rep | 就期货合约提供意见 | 2007-10-27 | 2009-05-19 |
| Rep | 期货合约交易 | 2007-10-27 | 2009-05-19 | |
| Rep | 证券交易 | 2007-09-24 | 2009-05-19 |