| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2018-11-15 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2018-11-15 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2018-10-11 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2018-10-11 | - |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2016-09-07 | 2018-09-28 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2016-09-07 | 2018-09-28 |
| BOCI SECURITIES LIMITED | Rep | 杠杆式外汇交易 | 2011-06-08 | 2014-11-26 |
| Rep | 期货合约交易 | 2009-08-18 | 2016-08-24 | |
| Rep | 证券交易 | 2009-08-18 | 2016-08-24 | |
| BOCI RESEARCH LIMITED | Rep | 就证券提供意见 | 2008-06-05 | 2009-07-21 |
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2008-03-27 | 2008-06-20 |
已采集记录中暂无金管局登记。