| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2020-01-08 | - |
| Rep | 期货合约交易 | 2020-01-08 | - | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2020-01-08 | - |
| Rep | 证券交易 | 2020-01-08 | - | |
| BOCI SECURITIES LIMITED | Rep | 杠杆式外汇交易 | 2013-02-04 | 2014-11-26 |
| Rep | 期货合约交易 | 2009-03-30 | 2019-09-16 | |
| Rep | 就证券提供意见 | 2007-11-29 | 2011-11-10 | |
| Rep | 证券交易 | 2007-11-29 | 2019-09-16 |