| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2018-10-05 | - |
| Rep | 期货合约交易 | 2018-10-05 | - | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2018-10-05 | - |
| Rep | 证券交易 | 2018-10-05 | - | |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2017-03-06 | 2018-09-14 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2017-03-06 | 2018-09-14 |
| BOCI SECURITIES LIMITED | Rep | 杠杆式外汇交易 | 2013-02-04 | 2014-11-26 |
| Rep | 期货合约交易 | 2009-02-26 | 2017-02-21 | |
| Rep | 证券交易 | 2008-12-19 | 2017-02-21 |