| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | 就机构融资提供意见 | 2007-10-05 | - |
| Rep | 就期货合约提供意见 | 2007-08-08 | - | |
| Rep | 提供资产管理 | 2007-08-08 | - | |
| Rep | 就证券提供意见 | 2007-07-23 | - | |
| Rep | 证券交易 | 2007-07-23 | - | |
| UOB ASIA (HONG KONG) LIMITED | Rep | 证券交易 | 2006-03-29 | 2007-05-18 |
| Rep | 就机构融资提供意见 | 2005-12-09 | 2007-05-18 | |
| Rep | 就证券提供意见 | 2005-12-09 | 2007-05-18 | |
| MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED | Rep | 就机构融资提供意见 | 2003-06-05 | 2005-11-25 |
| Rep | 就证券提供意见 | 2003-06-05 | 2005-11-25 |