| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KINGSWAY CAPITAL LIMITED | RO | 就机构融资提供意见 | 2022-07-25 | - |
| Rep | 证券交易 | 2022-01-10 | 2022-06-22 | |
| Rep | 就机构融资提供意见 | 2022-01-10 | 2022-07-25 | |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 就证券提供意见 | 2022-01-10 | 2025-06-25 |
| Rep | 证券交易 | 2022-01-10 | 2025-06-25 | |
| YUE XIU SECURITIES COMPANY LIMITED | RO | 证券交易 | 2020-11-23 | 2021-07-16 |
| Yue Xiu Capital Limited | RO | 就机构融资提供意见 | 2020-03-17 | 2021-07-16 |
| Rep | 就机构融资提供意见 | 2020-01-06 | 2020-03-17 | |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2020-01-06 | 2020-11-23 |
| Rep | 就证券提供意见 | 2020-01-06 | 2021-07-16 | |
| Shang International Finance Limited | RO | 就机构融资提供意见 | 2019-01-28 | 2019-12-19 |
| RO | 就证券提供意见 | 2019-01-28 | 2019-12-19 | |
| RO | 证券交易 | 2019-01-28 | 2019-12-19 | |
| XinKong International Capital Limited | RO | 就机构融资提供意见 | 2017-05-15 | 2018-10-31 |
| RO | 证券交易 | 2017-05-15 | 2018-10-31 | |
| XinKong International Securities Limited | RO | 就机构融资提供意见 | 2017-05-15 | 2018-02-22 |
| RO | 证券交易 | 2017-05-15 | 2018-10-31 | |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | RO | 就机构融资提供意见 | 2014-12-11 | 2017-04-30 |
| RO | 证券交易 | 2014-12-11 | 2017-04-30 | |
| Rep | 就机构融资提供意见 | 2014-08-12 | 2014-12-11 | |
| Rep | 证券交易 | 2014-08-12 | 2014-12-11 | |
| BOCOM International (Asia) Limited | RO | 就机构融资提供意见 | 2008-11-07 | 2014-08-08 |
| RO | 证券交易 | 2008-11-07 | 2014-08-08 | |
| Rep | 就机构融资提供意见 | 2008-10-28 | 2008-11-07 | |
| Rep | 证券交易 | 2008-10-28 | 2008-11-07 | |
| Mason Securities Limited | RO | 就机构融资提供意见 | 2007-03-14 | 2008-10-07 |
| RO | 证券交易 | 2007-03-14 | 2008-10-07 | |
| Rep | 就机构融资提供意见 | 2007-02-07 | 2007-03-14 | |
| Rep | 证券交易 | 2007-02-07 | 2007-03-14 | |
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | RO | 就机构融资提供意见 | 2003-06-10 | 2007-01-28 |
| RO | 证券交易 | 2003-06-10 | 2007-01-28 |
已采集记录中暂无金管局登记。