Pak, Hiu Ching 白曉青

证监会中央编号:AEB951

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	RO	证券交易	2014-07-28	2021-09-30
	RO	就机构融资提供意见	2014-06-16	2021-09-30
	Rep	就证券提供意见	2014-05-16	2021-09-30
	Rep	就机构融资提供意见	2014-04-30	2014-06-16
	Rep	证券交易	2014-04-30	2014-07-28
Ping An of China Capital (Hong Kong) Company Limited	RO	就机构融资提供意见	2012-12-14	2014-04-25
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	证券交易	2012-12-14	2014-04-25
Ping An of China Capital (Hong Kong) Company Limited	Rep	就机构融资提供意见	2012-10-16	2012-12-14
BOCOM International (Asia) Limited	Rep	就机构融资提供意见	2011-01-13	2012-10-08
	Rep	证券交易	2011-01-13	2012-10-08
Daiwa Capital Markets Hong Kong Limited	RO	就机构融资提供意见	2009-06-08	2011-01-10
	Rep	就机构融资提供意见	2007-05-18	2009-06-08
	RO	就机构融资提供意见	2006-12-01	2007-05-18
	Rep	就机构融资提供意见	2006-07-19	2006-12-01
	Rep	证券交易	2006-07-19	2011-01-10
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED	Rep	就机构融资提供意见	2004-09-30	2006-07-14
	Rep	证券交易	2004-09-30	2006-07-14
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	就机构融资提供意见	2004-01-20	2004-09-24
	Rep	证券交易	2004-01-20	2004-09-24
KINGSWAY CAPITAL LIMITED	Rep	就证券提供意见	-	2004-01-06
	Rep	提供资产管理	-	2004-01-06
	Rep	就机构融资提供意见	-	2004-09-24

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	RO	证券交易	2014-07-28	2021-09-30
	RO	就机构融资提供意见	2014-06-16	2021-09-30
	Rep	就证券提供意见	2014-05-16	2021-09-30
	Rep	就机构融资提供意见	2014-04-30	2014-06-16
	Rep	证券交易	2014-04-30	2014-07-28
Ping An of China Capital (Hong Kong) Company Limited	RO	就机构融资提供意见	2012-12-14	2014-04-25
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	证券交易	2012-12-14	2014-04-25
Ping An of China Capital (Hong Kong) Company Limited	Rep	就机构融资提供意见	2012-10-16	2012-12-14
BOCOM International (Asia) Limited	Rep	就机构融资提供意见	2011-01-13	2012-10-08
	Rep	证券交易	2011-01-13	2012-10-08
Daiwa Capital Markets Hong Kong Limited	RO	就机构融资提供意见	2009-06-08	2011-01-10
	Rep	就机构融资提供意见	2007-05-18	2009-06-08
	RO	就机构融资提供意见	2006-12-01	2007-05-18
	Rep	就机构融资提供意见	2006-07-19	2006-12-01
	Rep	证券交易	2006-07-19	2011-01-10
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED	Rep	就机构融资提供意见	2004-09-30	2006-07-14
	Rep	证券交易	2004-09-30	2006-07-14
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	就机构融资提供意见	2004-01-20	2004-09-24
	Rep	证券交易	2004-01-20	2004-09-24
KINGSWAY CAPITAL LIMITED	Rep	就证券提供意见	-	2004-01-06
	Rep	提供资产管理	-	2004-01-06
	Rep	就机构融资提供意见	-	2004-09-24