| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 证券交易 | 2009-02-27 | 2026-07-14 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2006-08-11 | 2009-02-18 |
| TIFFIT SECURITIES (HONG KONG) LIMITED | Rep | 提供资产管理 | - | 2004-09-03 |
| Rep | 提供自动化交易服务 | - | 2004-09-03 | |
| Rep | 就机构融资提供意见 | - | 2006-02-01 | |
| Rep | 就证券提供意见 | - | 2006-03-03 | |
| Rep | 证券交易 | - | 2006-07-31 |