| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 证券交易 | 2010-01-07 | - |
| Tung Shing Securities (Brokers) Limited | Rep | 证券交易 | 2003-12-11 | 2009-12-23 |
| CHRISTFUND SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-07-10 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-07-10 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-07-10 | |
| Rep | 证券交易 | 2003-04-01 | 2003-07-10 |