| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 期货合约交易 | 2009-10-22 | 2026-08-10 |
| Rep | 证券交易 | 2009-10-22 | 2026-08-10 | |
| Tung Shing Futures (Brokers) Limited | Rep | 期货合约交易 | - | 2009-10-16 |
| Tung Shing Securities (Brokers) Limited | Rep | 就机构融资提供意见 | - | 2004-01-10 |
| Rep | 就证券提供意见 | - | 2004-01-10 | |
| Rep | 提供资产管理 | - | 2004-01-10 | |
| Rep | 证券交易 | - | 2009-10-16 |