| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SoFi Securities (Hong Kong) Limited | RO | 就证券提供意见 | 2020-11-03 | 2022-11-25 |
| RO | 证券交易 | 2020-11-03 | 2022-11-25 | |
| Rep | 证券交易 | 2020-08-11 | 2020-11-03 | |
| BOCOM International Securities Limited | Rep | 期货合约交易 | 2009-06-01 | 2020-07-31 |
| Rep | 证券交易 | 2009-02-11 | 2020-07-31 | |
| BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2005-04-14 | 2005-06-27 |
| THE PRUDENTIAL ASSURANCE COMPANY LIMITED | Rep | 就证券提供意见 | 2004-07-15 | 2005-03-31 |