| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PRUDENTIAL BROKERAGE LIMITED | Rep | 证券交易 | 2021-11-12 | - |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | 期货合约交易 | 2021-11-12 | - |
| BOCOM International Securities Limited | Rep | 期货合约交易 | 2011-04-18 | 2021-08-13 |
| Rep | 证券交易 | 2008-04-28 | 2021-08-13 | |
| IBTS ASIA (HK) LIMITED | Rep | 证券交易 | 2008-04-11 | 2008-04-15 |
| Yunfeng Financial Markets Limited | RO | 提供自动化交易服务 | 2003-09-25 | 2008-02-23 |
| RO | 证券交易 | 2003-09-25 | 2008-02-23 | |
| Youyu Credit Limited | RO | 就期货合约提供意见 | 2003-04-01 | 2003-08-01 |
| RO | 提供资产管理 | 2003-04-01 | 2003-08-01 | |
| RO | 期货合约交易 | 2003-04-01 | 2003-08-01 | |
| Yunfeng Financial Markets Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-08-08 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-08-08 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-08-08 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-09-25 | |
| Rep | 证券交易 | 2003-04-01 | 2003-09-25 |
已采集记录中暂无金管局登记。