| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 证券交易 | 2015-05-11 | 2017-05-26 |
| RO | 就证券提供意见 | 2011-12-16 | 2017-05-26 | |
| Rep | 就证券提供意见 | 2011-09-15 | 2011-12-16 | |
| BOCI RESEARCH LIMITED | RO | 就证券提供意见 | 2010-10-27 | 2011-06-30 |
| Rep | 就证券提供意见 | 2010-07-13 | 2010-10-27 | |
| MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2006-07-13 | 2010-06-18 |
| Rep | 提供资产管理 | 2006-07-13 | 2010-06-18 |