| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Prime China Investments and Advisory Limited | Rep | 就证券提供意见 | 2019-09-24 | - |
| Rep | 提供资产管理 | 2019-09-24 | - | |
| Prime China Securities Limited | RO | 就证券提供意见 | 2019-05-29 | - |
| RO | 证券交易 | 2019-05-29 | - | |
| Rep | 证券交易 | 2019-02-28 | 2019-05-29 | |
| ARTA GLOBAL MARKETS LIMITED | Rep | 证券交易 | 2018-02-13 | 2019-02-21 |
| Rep | 证券交易 | 2017-06-29 | 2017-08-01 | |
| BOCOM International Securities Limited | Rep | 期货合约交易 | 2009-06-29 | 2013-11-15 |
| Rep | 证券交易 | 2007-09-12 | 2013-11-15 | |
| BOCOM International Holdings Company Limited | Rep | 证券交易 | 2006-02-17 | 2008-03-03 |
| TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | 提供资产管理 | 2003-04-01 | 2006-01-03 |