| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SBI Securities (Hong Kong) Limited | Rep | 就证券提供意见 | 2022-08-23 | - |
| Rep | 证券交易 | 2022-08-23 | - | |
| RO | 就证券提供意见 | 2022-02-07 | 2022-08-23 | |
| RO | 证券交易 | 2022-02-07 | 2022-08-23 | |
| Rep | 就证券提供意见 | 2019-09-18 | 2022-02-07 | |
| Rep | 证券交易 | 2019-09-18 | 2022-02-07 | |
| Barrenjoey Asia Limited | Rep | 就证券提供意见 | 2018-12-24 | 2019-07-30 |
| Rep | 证券交易 | 2018-12-24 | 2019-07-30 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 就证券提供意见 | 2018-03-20 | 2018-11-23 |
| Rep | 证券交易 | 2018-03-20 | 2018-11-23 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 就证券提供意见 | 2018-03-20 | 2018-11-23 |
| Rep | 证券交易 | 2017-04-10 | 2018-11-23 |
已采集记录中暂无金管局登记。