| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 证券交易 | 2017-08-07 | 2019-03-04 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2017-08-07 | 2019-03-04 |
| BOCOM International Securities Limited | Rep | 期货合约交易 | 2007-09-12 | 2017-03-17 |
| Rep | 证券交易 | 2007-09-12 | 2017-03-17 | |
| BOCOM International Holdings Company Limited | Rep | 期货合约交易 | 2007-07-03 | 2008-03-03 |
| Rep | 证券交易 | 2007-07-03 | 2008-03-03 | |
| Quam Securities Limited | Rep | 期货合约交易 | 2005-08-22 | 2007-06-22 |
| Rep | 就机构融资提供意见 | - | 2004-10-15 | |
| Rep | 提供资产管理 | - | 2004-10-15 | |
| Rep | 就证券提供意见 | - | 2004-12-13 | |
| Rep | 证券交易 | - | 2007-06-22 |