| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 就证券提供意见 | 2018-03-16 | - |
| Rep | 证券交易 | 2009-12-14 | - | |
| RHB SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2006-07-24 | 2009-12-05 |
| CHRISTFUND SECURITIES LIMITED | Rep | 证券交易 | 2005-11-14 | 2006-07-07 |
| KWAI HUNG SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-10-28 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-10-28 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-10-28 | |
| Rep | 证券交易 | 2003-04-01 | 2005-11-07 |