| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 证券交易 | 2007-09-12 | - |
| BOCOM International Holdings Company Limited | Rep | 证券交易 | 2006-04-01 | 2008-03-03 |
| Waton Securities International Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-12-07 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-12-07 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-12-07 | |
| Rep | 证券交易 | 2003-04-01 | 2006-03-31 |