Personnel Hong Kong SFC License Details (ID 71497)

Personnel Hong Kong SFC License Details (ID 71497)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED	Rep	就证券提供意见	2023-02-08	-
	Rep	提供资产管理	2023-02-08	-
Taiping Securities (HK) Co Limited	RO	证券交易	2020-11-04	2022-12-12
	Rep	证券交易	2019-09-26	2020-11-04
New Harvest Wealth Securities Company Limited	RO	就证券提供意见	2018-04-23	2019-04-23
	RO	证券交易	2018-04-23	2019-04-23
	Rep	证券交易	2017-09-12	2018-04-23
CHRISTFUND FUTURES LIMITED	RO	期货合约交易	2015-11-17	2017-09-08
	Rep	期货合约交易	2014-10-09	2015-11-17
CHRISTFUND SECURITIES LIMITED	Rep	证券交易	2014-10-09	2017-09-08
CVP Securities Limited	Rep	期货合约交易	2013-12-31	2014-09-30
	Rep	证券交易	2013-12-31	2014-09-30
BOCOM International Securities Limited	Rep	期货合约交易	2011-06-28	2013-12-27
	Rep	证券交易	2011-06-28	2013-12-27
KGI ASIA LIMITED	Rep	证券交易	2010-06-24	2011-06-15
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2010-06-24	2011-06-15
CHRISTFUND FUTURES LIMITED	Rep	期货合约交易	2007-10-09	2010-06-11
CHRISTFUND SECURITIES LIMITED	Rep	证券交易	2007-01-24	2010-06-11