| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2023-04-28 |
| Rep | 证券交易 | 2016-09-12 | 2017-10-02 | |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2012-04-05 | 2016-09-01 |
| BOCOM International Securities Limited | Rep | 证券交易 | 2011-03-21 | 2012-03-30 |
| Tung Shing Securities (Brokers) Limited | Rep | 就机构融资提供意见 | - | 2004-01-09 |
| Rep | 就证券提供意见 | - | 2004-01-09 | |
| Rep | 提供资产管理 | - | 2004-01-09 | |
| Rep | 证券交易 | - | 2011-03-19 |