| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | RO | 就证券提供意见 | 2018-09-19 | - |
| RO | 期货合约交易 | 2018-09-19 | - | |
| RO | 证券交易 | 2018-09-19 | - | |
| Rep | 就证券提供意见 | 2018-03-16 | 2018-09-19 | |
| Rep | 期货合约交易 | 2009-07-09 | 2018-09-19 | |
| BOCOM International Holdings Company Limited | Rep | 证券交易 | 2007-12-03 | 2008-03-03 |
| BOCOM International Securities Limited | Rep | 证券交易 | 2007-12-03 | 2018-09-19 |