Ip, Thomas Hon Tak 葉漢德
证监会中央编号:AQJ001
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GAOYU SECURITIES LIMITED | RO | 就证券提供意见 | 2024-12-16 | - |
| RO | 提供资产管理 | 2024-04-30 | - | |
| RO | 证券交易 | 2024-04-30 | - | |
| VALUABLE CAPITAL LIMITED | RO | 就证券提供意见 | 2021-01-11 | 2023-09-30 |
| RO | 期货合约交易 | 2021-01-11 | 2023-09-30 | |
| RO | 证券交易 | 2021-01-11 | 2023-09-30 | |
| FOUNDER FUTURES (HONG KONG) LIMITED | RO | 期货合约交易 | 2020-05-19 | 2020-10-13 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | RO | 就证券提供意见 | 2020-05-19 | 2020-10-13 |
| RO | 证券交易 | 2020-05-19 | 2020-10-13 | |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2020-04-07 | 2020-05-19 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2020-04-07 | 2020-05-19 |
| Rep | 证券交易 | 2020-04-07 | 2020-05-19 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | RO | 就证券提供意见 | 2019-05-31 | 2020-03-31 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | RO | 期货合约交易 | 2015-09-16 | 2020-03-31 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | RO | 证券交易 | 2015-01-28 | 2020-03-31 |
| Rep | 证券交易 | 2014-10-10 | 2015-01-28 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2014-10-10 | 2015-09-16 |
| BOCOM International Securities Limited | Rep | 期货合约交易 | 2011-03-03 | 2013-07-24 |
| Rep | 证券交易 | 2011-03-03 | 2013-07-24 | |
| I-ACCESS INVESTORS LIMITED | Rep | 期货合约交易 | 2008-02-22 | 2009-01-19 |
| Rep | 证券交易 | 2008-02-22 | 2009-01-19 |
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