| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 期货合约交易 | 2010-04-01 | 2015-01-30 |
| Rep | 证券交易 | 2010-04-01 | 2015-01-30 | |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-02-02 | 2010-03-02 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2008-12-01 | 2010-02-19 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-12-01 | 2010-03-02 |
| Rep | 证券交易 | 2008-12-01 | 2010-03-02 |