| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ABCI Securities Company Limited | Rep | 证券交易 | 2026-07-22 | - |
| BOCOM International Securities Limited | Rep | 证券交易 | 2011-03-24 | 2026-07-14 |
| Tung Shing Securities (Brokers) Limited | Rep | 证券交易 | 2003-10-31 | 2011-03-16 |
| TSUN CHI YUEN SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2003-09-29 | 2003-10-28 |
| BOCI SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-05-20 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-05-20 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-05-20 | |
| Rep | 证券交易 | 2003-04-01 | 2003-05-20 |