| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | RO | 就证券提供意见 | 2019-05-14 | - |
| RO | 期货合约交易 | 2019-05-14 | - | |
| Rep | 就证券提供意见 | 2018-02-02 | 2019-05-14 | |
| RO | 证券交易 | 2012-02-24 | - | |
| Rep | 证券交易 | 2007-09-12 | 2012-02-24 | |
| Rep | 期货合约交易 | 2007-09-12 | 2019-05-14 | |
| BOCOM International Holdings Company Limited | Rep | 期货合约交易 | 2005-11-22 | 2008-03-03 |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-09-08 | |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2004-04-26 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-04-26 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-04-26 | |
| Rep | 证券交易 | 2003-04-01 | 2008-03-03 |