Liu, Henry Je Ngai 廖子毅 Hong Kong SFC License Details (ID 71594)

Liu, Henry Je Ngai 廖子毅 Hong Kong SFC License Details (ID 71594)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CREATIVE ASSET MANAGEMENT LIMITED (HK)	Rep	就证券提供意见	2016-05-27	2018-08-31
	Rep	提供资产管理	2016-05-27	2018-08-31
BMI FUNDS MANAGEMENT LIMITED	Rep	就证券提供意见	2013-04-19	2016-04-01
	Rep	提供资产管理	2013-04-19	2016-04-01
	Rep	证券交易	2013-04-19	2016-04-01
BOCOM International Securities Limited	Rep	期货合约交易	2009-08-14	2013-04-08
	Rep	证券交易	2009-08-14	2013-04-08
FULBRIGHT FUTURES LIMITED	Rep	期货合约交易	2009-04-06	2009-07-31
FULBRIGHT SECURITIES LIMITED	Rep	证券交易	2009-04-06	2009-07-31
BOCOM International Securities Limited	Rep	期货合约交易	2007-09-20	2009-04-01
	Rep	证券交易	2007-09-20	2009-04-01
BOCOM International Holdings Company Limited	Rep	期货合约交易	2006-03-02	2008-03-03
	Rep	证券交易	2006-03-02	2008-03-03
Tung Shing Futures (Brokers) Limited	Rep	期货合约交易	2005-12-13	2006-03-02
Tung Shing Securities (Brokers) Limited	Rep	就机构融资提供意见	-	2004-01-09
	Rep	就证券提供意见	-	2004-01-09
	Rep	提供资产管理	-	2004-01-09
	Rep	证券交易	-	2006-03-02