Luk, Sai Cheong 陸世昌
证监会中央编号:AHX269
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Leeds Fund International Limited | RO | 就证券提供意见 | 2019-12-19 | 2022-12-07 |
| RO | 提供资产管理 | 2019-12-19 | 2022-12-07 | |
| Leeds Securities Investment Limited | RO | 证券交易 | 2019-12-19 | 2022-12-07 |
| Towering Securities Limited | RO | 就证券提供意见 | 2018-07-13 | 2019-08-08 |
| RO | 提供资产管理 | 2018-07-13 | 2019-08-08 | |
| RO | 证券交易 | 2018-07-13 | 2019-08-08 | |
| Rep | 证券交易 | 2018-07-03 | 2018-07-13 | |
| BOCOM International Securities Limited | RO | 期货合约交易 | 2014-11-10 | 2018-06-29 |
| RO | 证券交易 | 2014-11-10 | 2018-06-29 | |
| Rep | 期货合约交易 | 2007-09-12 | 2014-11-10 | |
| Rep | 证券交易 | 2007-09-12 | 2014-11-10 | |
| BOCOM International Holdings Company Limited | Rep | 期货合约交易 | 2005-11-07 | 2008-03-03 |
| Rep | 证券交易 | 2005-08-29 | 2008-03-03 | |
| CHRISTFUND FUTURES LIMITED | Rep | 期货合约交易 | 2004-03-31 | 2005-08-20 |
| CHRISTFUND SECURITIES LIMITED | Rep | 证券交易 | 2004-03-31 | 2005-08-20 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2003-06-18 | 2004-03-20 |
| CITIC Securities Brokerage (HK) Limited | Rep | 就机构融资提供意见 | - | 2003-05-12 |
| Rep | 就证券提供意见 | - | 2003-05-12 | |
| Rep | 提供资产管理 | - | 2003-05-12 | |
| Rep | 提供自动化交易服务 | - | 2004-03-11 | |
| Rep | 证券交易 | - | 2004-03-20 |