| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited | Rep | 证券交易 | 2017-08-30 | 2020-03-31 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2016-12-30 | 2017-08-14 |
| BOCOM International Securities Limited | Rep | 证券交易 | 2010-01-07 | 2016-12-01 |
| Tung Shing Securities (Brokers) Limited | Rep | 就机构融资提供意见 | - | 2004-01-09 |
| Rep | 就证券提供意见 | - | 2004-01-09 | |
| Rep | 提供资产管理 | - | 2004-01-09 | |
| Rep | 证券交易 | - | 2009-12-23 |