| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2014-08-14 | 2014-10-03 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2014-04-25 | 2014-10-03 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2014-03-12 | 2014-10-03 |
| BOCOM International Securities Limited | Rep | 期货合约交易 | 2009-01-14 | 2010-11-30 |
| Rep | 证券交易 | 2008-05-21 | 2014-02-27 |