| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2022-01-31 |
| Rep | 证券交易 | 2016-04-06 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2016-04-06 | 2022-01-31 |
| YUE XIU FUTURES COMPANY LIMITED | Rep | 期货合约交易 | 2014-03-11 | 2016-03-30 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2012-09-26 | 2016-03-30 |
| BOCOM International Securities Limited | Rep | 证券交易 | 2010-02-25 | 2012-09-15 |
| PARTNERS CAPITAL SECURITIES LIMITED | Rep | 证券交易 | 2009-01-14 | 2010-02-08 |
| Tung Shing Securities (Brokers) Limited | Rep | 就机构融资提供意见 | - | 2004-01-09 |
| Rep | 就证券提供意见 | - | 2004-01-09 | |
| Rep | 提供资产管理 | - | 2004-01-09 | |
| Rep | 证券交易 | - | 2008-12-12 |