| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 期货合约交易 | 2007-09-12 | 2024-08-30 |
| Rep | 证券交易 | 2007-09-12 | 2024-08-30 | |
| BOCOM International Holdings Company Limited | Rep | 期货合约交易 | 2005-11-07 | 2008-03-03 |
| Rep | 证券交易 | 2005-07-20 | 2008-03-03 | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2003-07-04 | 2005-07-20 |
| CITIC Securities Brokerage (HK) Limited | Rep | 就机构融资提供意见 | - | 2003-06-05 |
| Rep | 就证券提供意见 | - | 2003-06-05 | |
| Rep | 提供资产管理 | - | 2003-06-05 | |
| Rep | 提供自动化交易服务 | - | 2004-03-11 | |
| Rep | 证券交易 | - | 2005-07-20 |