| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 期货合约交易 | 2009-10-02 | 2013-10-16 |
| Rep | 证券交易 | 2009-10-02 | 2013-10-16 | |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2007-10-10 | 2009-09-12 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-10-10 | 2009-09-12 |
| Rep | 证券交易 | 2007-10-10 | 2009-09-12 |