| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 证券交易 | 2014-12-04 | - |
| BOCOM International Securities Limited | Rep | 证券交易 | 2007-09-12 | 2014-11-24 |
| BOCOM International Holdings Company Limited | Rep | 证券交易 | 2006-12-18 | 2008-03-03 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2006-02-03 | 2006-12-09 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-05-27 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-05-27 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-05-27 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2004-05-27 | |
| Rep | 证券交易 | 2003-04-01 | 2006-12-09 |