| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 证券交易 | 2007-09-12 | 2018-11-30 |
| BOCOM International Holdings Company Limited | Rep | 证券交易 | 2007-07-03 | 2008-03-03 |
| LEE'S SECURITIES COMPANY LIMITED | RO | 证券交易 | 2005-01-03 | 2007-06-30 |
| Lees Securities Co. | Rep | 就机构融资提供意见 | - | 2003-07-30 |
| Rep | 就证券提供意见 | - | 2003-07-30 | |
| Rep | 提供资产管理 | - | 2003-07-30 | |
| Rep | 证券交易 | - | 2005-01-03 |