| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 期货合约交易 | 2010-02-09 | 2013-06-27 |
| Rep | 证券交易 | 2010-02-09 | 2013-06-27 | |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2008-10-08 | 2010-01-26 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2006-02-27 | 2010-01-26 |
| WINFULL SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2003-05-01 |
| Rep | 就证券提供意见 | - | 2003-05-01 | |
| Rep | 提供资产管理 | - | 2003-05-01 | |
| Rep | 证券交易 | - | 2003-05-01 |