| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2020-09-09 | - |
| Rep | 证券交易 | 2020-09-09 | - | |
| BOCOM International Securities Limited | Rep | 期货合约交易 | 2010-06-10 | 2020-08-28 |
| Rep | 证券交易 | 2010-06-10 | 2020-08-28 | |
| Tung Shing Futures (Brokers) Limited | Rep | 期货合约交易 | 2007-08-24 | 2010-06-04 |
| Tung Shing Securities (Brokers) Limited | Rep | 证券交易 | 2004-10-05 | 2010-06-04 |
| CORPORATE BROKERS LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-02-19 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-02-19 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-02-19 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2004-02-19 | |
| Rep | 证券交易 | 2003-04-01 | 2004-09-30 |