| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 期货合约交易 | 2011-11-09 | - |
| Rep | 证券交易 | 2010-07-07 | - | |
| Rep | 期货合约交易 | 2010-07-07 | 2010-11-30 | |
| Beevest Securities Limited | Rep | 期货合约交易 | 2005-10-12 | 2010-06-24 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2003-06-17 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-06-17 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-06-17 | |
| Rep | 证券交易 | 2003-04-01 | 2010-06-24 |